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Compliance, Risk
& Governance
Services

Our Services

Elysian provides structured advisory support across the compliance and risk management lifecycle — from regulatory readiness and licensing to policy design, governance frameworks, monitoring and board-level reporting.

Service 01
Regulatory
Readiness
Gap
Analysis
Licensing
Strategy
Remediation
Planning
Board-Ready
Reporting
Service 01

Regulatory Advisory

Best for Licensing, readiness assessments, regulatory gap analysis, remediation and regulator-facing preparation.

We help clients understand regulatory expectations, assess readiness, identify gaps and prepare practical action plans. This includes support for licensing, regulatory engagements, compliance reviews and remediation projects.

Includes
  • Licensing strategy and support
  • Regulatory readiness assessments
  • Gap analysis
  • Remediation planning
  • Regulatory visit preparation
  • Board-ready regulatory updates
  • Action plans and implementation roadmaps
Service 02
AML / CTF / CPF
Framework
Risk
Assessment
Control
Design
Policy
Development
Evidence &
Reporting
Service 02

AML, CTF and CPF Compliance

Best for Financial services businesses that need support with anti-money laundering, counter-terrorist financing and counter-proliferation financing requirements.

Elysian helps organisations assess, design and strengthen AML, CTF and CPF controls. We support clients with practical frameworks, documentation, risk assessments and monitoring approaches.

Includes
  • AML framework reviews
  • Risk assessments
  • Control design
  • Policy and procedure development
  • Compliance gap analysis
  • Evidence and reporting support
  • Action tracking
Service 03
Conduct
Risk Review
Customer
Outcomes
CoFI
Readiness
Governance
Mapping
Board
Reporting
Service 03

Market Conduct and CoFI Readiness

Best for Organisations preparing for conduct-related regulatory expectations and stronger customer outcome oversight.

We help clients assess conduct risk, review customer-facing processes and prepare for evolving market conduct obligations. This includes readiness support for CoFI-related expectations and broader conduct risk management.

Includes
  • CoFI readiness assessments
  • Market conduct gap analysis
  • Customer outcome reviews
  • Governance and accountability mapping
  • Policy and process review
  • Board reporting support
Service 04
Privacy
Governance
POPIA
Readiness
Gap
Assessment
Data
Policies
Processing
Documentation
Service 04

POPIA and Data Privacy Support

Best for Organisations that need stronger data privacy controls, documentation and accountability.

Elysian supports clients with privacy readiness, POPIA alignment, data protection documentation and practical privacy governance.

Includes
  • POPIA readiness reviews
  • Privacy gap assessments
  • Data protection policies
  • Processing activity documentation
  • Privacy governance support
  • Risk and control recommendations
Service 05
GRC
Assessment
Control
Environment
Maturity
Review
Issue
Management
Improvement
Roadmap
Service 05

GRC Maturity Reviews

Best for Organisations that want to understand and improve their governance, risk and compliance maturity.

We help clients assess the strength of their governance, risk and compliance environment. The outcome is a clear view of current maturity, priority gaps and practical steps for improvement.

Includes
  • GRC maturity assessments
  • Control environment reviews
  • Governance structure reviews
  • Risk and issue management reviews
  • Reporting and accountability recommendations
  • Improvement roadmap
Service 06
Framework
Design
Policy
Design
Control
Mapping
Compliance
Calendar
Board &
Mgmt Packs
Service 06

Policy and Framework Design

Best for Businesses that need clear compliance policies, operating procedures and internal control frameworks.

Elysian helps clients design practical policies, frameworks and procedures that are clear, usable and aligned to regulatory expectations.

Includes
  • Compliance policy design
  • Control framework design
  • Operating procedures
  • Compliance calendars
  • Evidence requirements
  • Internal reporting templates
  • Board and management packs
Specialist Capabilities

For complex, high-stakes and ongoing engagements

These services address the most demanding compliance challenges — from building and governing embedded finance ecosystems to maintaining continuous board-level visibility and compliance assurance over time.

Alliance Banking & Embedded Finance

For banks, fintechs, payment businesses and ecosystem partners designing or operating partner-led financial services models.

Alliance banking and embedded finance models demand more than standard compliance support. They require a clear operating model, defined control boundaries, structured partner oversight and a governance layer that holds up to regulatory scrutiny.

Elysian supports the full lifecycle — from opportunity diagnosis and partner structuring through to control design, implementation governance, monitoring and ongoing optimisation.

Includes
  • Alliance banking strategy & operating model design
  • Embedded finance readiness support
  • Sponsor-bank operating model design
  • Partner due diligence frameworks
  • Commercial and governance structuring
  • API, settlement and control architecture
  • Partner implementation blueprints
  • Control boundary definition
  • MI and reporting models
  • Regulatory and audit support
  • Training, playbooks and handover
Outcomes
  • Safer partner-led growth
  • Faster partner mobilisation
  • Clearer accountability between parties
  • Stronger governance visibility
  • Better data quality and reporting
  • Lower operating friction
  • Continuous compliance alignment
Managed Monitoring

For organisations that need structured compliance assurance, issue tracking and board reporting on a recurring basis.

Compliance does not end when a framework is delivered. Elysian's Managed Monitoring service provides structured oversight cycles, evidence tracking and board-level reporting to keep controls active, visible and current.

Includes
  • Quarterly, biannual or annual reviews
  • Control effectiveness monitoring
  • Evidence review and tracking
  • Issue and action tracking
  • RAG status reporting
  • Board and management reporting
  • Partner and ecosystem monitoring
  • Exception summaries and escalation
Outputs
  • Monitoring packs
  • Board-ready reports
  • Action registers
  • Issue and remediation logs
  • MI packs
  • Evidence summaries
  • Regulatory readiness updates
Board Reporting & Compliance Documentation

For executives, boards and leadership teams that need clear compliance visibility, structured reporting and audit-ready records.

We translate compliance activity into clear, decision-ready outputs — from board packs and RAG reports to action registers and management information that hold up under scrutiny.

Includes
  • Board-ready compliance reports
  • RAG status reporting
  • Issue and action registers
  • Regulatory update summaries
  • Management information packs
  • Compliance scorecards
  • PDF reporting packs
Whether you are preparing for licensing, strengthening your compliance framework or responding to regulatory change, Elysian can help you define a clear and practical path forward.
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